About Me
As a business major in college, Scott had the unique opportunity to spend his summers working in a variety of roles on the New York Stock Exchange and on Wall Street. He developed deep knowledge, understanding, and experience that formed a firm basis for his future in the investment industry and provided him with a long-term perspective on changes to the market over time.
Scott earned a B.S.B.A. in Finance from the University of Arizona in 1981. He began his investment industry career immediately after graduation. Scott has served as an arbitrator for more than 30 years, assisting in resolving monetary and business disputes between investors, wealth management firms, and registered representatives.
With more than 40 years of experience helping clients address their wealth management and retirement needs, Scott has developed an understanding of his clients’ goals and wealth-building expectations and specializes in wealth management and planning. He has developed a deep network of experienced advisors in related areas, including legal and accounting, to whom he can refer his clients and with whom he can work with his clients to pursue their financial goals.
Outside the office, Scott is an avid cyclist. Along with two other members of his cycling group, Scott co-founded the non-profit Wyoming Ohio Cycling Foundation (WOCF) to promote cycling and cycling safety in and around his neighborhood. The WOCF raises funds through its cycling activities, and they have donated over $100,000 raised through their activities to local charities.
A native of Cincinnati, Scott now lives in Wyoming, Ohio, with his wife, Amy, an attorney. His son, Seth, is currently a student at University of Cincinnati, College of Law, and his son, Gabe, is a student at New York University Tisch School of the Arts.
About Me
Tricia brings more than 20 years of experience in the financial services industry. She began her career as a Credit Analyst in back-office operations with Gradison McDonald Investments before moving into Wealth Management with Robert W. Baird & Co. and then to UBS Financial Services as a Client Service Associate.
Tricia holds Series 6, 7, 9 & 10, 26, 63, and 66 securities licenses.
About Me
Originally from the Washington, D.C. area, Morgain studied Business Finance at The Ohio State University while rowing on the Women’s Crew team. She spent nearly 15 years in the Kitchen & Bath industry, supporting customers and contractors working in Texas, Wisconsin, North Carolina, and Ohio.
Morgain currently resides in Loveland with her family. She enjoys reading, playing pickle ball, and cheering for the Buckeyes.